Intellectual Property Direct Securitization:
A New Paradigm in IP Finance

Introduction Intellectual Property (IP) Direct Securitization is an innovative financing method that turns intangible IP assets – like patents, copyrights, trademarks, or creative works – directly into tradeable securities. Unlike traditional IP-backed securitization (e.g. Bowie Bonds backed by music royalties), direct securitization does not rely on a company, special-purpose vehicle (SPV), or trust as an … Weiterlesen

The Role of the Transfer Agent in the IPO

Initial Public Offerings (IPOs) are complex financial events that mark a significant milestone for companies seeking to raise capital by transitioning from private to public ownership. Among the numerous stakeholders and service providers involved in this process, the transfer agent plays a critical but often underappreciated role. This article delves into the essential functions of … Weiterlesen

The Role of the FINRA in the IPO Process

The Initial Public Offering (IPO) represents a significant milestone in a company’s growth, symbolizing its transition from a private entity to a publicly traded corporation. This transformative process is laden with regulatory and compliance requirements, which ensure fairness, transparency, and investor protection. Among the entities playing a pivotal role in this process is the Financial … Weiterlesen

The Role of the U.S. Securities & Exchange Commission in the IPO Process

The Initial Public Offering (IPO) is a transformative milestone for private companies looking to raise capital by offering shares to the public for the first time. While IPOs offer significant opportunities for growth and access to broader investor bases, they also come with a complex regulatory framework designed to ensure market integrity and protect investors. … Weiterlesen

The Allocation of Shares in the IPO

The Allocation of Shares in the IPO

Initial Public Offerings (IPOs) mark a significant milestone for a company transitioning from private to public ownership. For investors, IPOs represent an opportunity to invest in a company during its public debut, often at a price point that could be lower than subsequent trading levels. However, the process of share allocation in an IPO can … Weiterlesen