Background: Alice Corp. v. CLS Bank International was a landmark 2014 U.S. Supreme Court case addressing whether certain computer-implemented financial trading schemes…
In U.S. patent law, an invention can take different forms – it might be a product, a machine, a composition of matter, or a process.
The world of intellectual property can be complex, with various terms and processes that may seem daunting to those who are not familiar with them…
Initial Public Offerings (IPOs) are complex financial events that mark a significant milestone for companies seeking to raise capital by transitioning from private to public ownership. Among the numerous stakeholders and service providers involved in this process, the transfer agent plays a critical but often underappreciated role. This article delves into the essential functions of … Read more
The Initial Public Offering (IPO) represents a significant milestone in a company’s growth, symbolizing its transition from a private entity to a publicly traded corporation. This transformative process is laden with regulatory and compliance requirements, which ensure fairness, transparency, and investor protection. Among the entities playing a pivotal role in this process is the Financial … Read more
The Initial Public Offering (IPO) is a transformative milestone for private companies looking to raise capital by offering shares to the public for the first time. While IPOs offer significant opportunities for growth and access to broader investor bases, they also come with a complex regulatory framework designed to ensure market integrity and protect investors. … Read more
Initial Public Offerings (IPOs) mark a significant milestone for a company transitioning from private to public ownership. For investors, IPOs represent an opportunity to invest in a company during its public debut, often at a price point that could be lower than subsequent trading levels. However, the process of share allocation in an IPO can … Read more
Introduction The “quiet period” is a fundamental concept under U.S. securities law that governs communications by companies, underwriters, and insiders during the process of an initial public offering (IPO). This period is intended to ensure a fair and level playing field for all investors by limiting the dissemination of information that could unduly influence investor … Read more
This article was written for Investopedia By TROY SEGAL updated May 29, 2020 and reviewed by GORDON SCOTT. I reproduce it here because it is generally excellent but modified because it contains several errors. What Is a Pass-Through Security? A pass-through security is a security transferring fix or variable income from one or more income … Read more
In any financial market, the concept of the consolidated tape represents more than just a utility; it serves as the backbone of market transparency and efficiency. The consolidated tape aggregates real-time data from multiple sources into a single stream, providing market participants with a unified view of prices, trades, and volumes across the entire market. … Read more
